In a constantly changing regulatory environment, compliance with the Sarbanes Oxley Act has become challenging, especially for smaller reporting companies.  Since AMS has become the leading consulting firm in outsourcing/cosourcing this responsibility, our experience and unique approach will ensure compliance and provide with you a framework for a sustainable program. Whether you're a large company with an existing SOX function, or a smaller reporting company wrestling with your compliance strategy, AMS will partner with you to achieve SOX compliance without overburdening your operations and resources.                                                        

SOX COMPLIANCE STRATEGIES:

• COSO based SOX compliance
• Top down approach for cost savings
• Robust entity level review to reduce process level testing
• Process documentation and key control analysis
• Ensure cost savings prescribed by Auditing Standard 5
• IT review integrated for further cost savings
• Governance and ethics reviews

SMALLER REPORTING COMPANY CHALLENGES:

• Achieving adequate segregation of duties with smaller staffing levels
• Controlling risk of management override
• Reducing the operational burden of an effective anti fraud program
• Policies and procedures management
• Understanding the impact of the requirements of SOX 404(b) required by your external auditors
• Ensuring COSO principles of independence and objectivity are applied to your 404(a) assessment

Whatever the size of your organization, our SOX services will help you, our client, realize strategic, operational, and short and long term economic benefits.  Our expertise will ensure your SOX efforts are streamlined, risk centric, and will meet the requirements of the SEC and your external auditor.  Our services will be cost effective as well, as we will leverage your existing efforts, resources, personnel, and experiences into our program.

Audit Management Solutions, Inc.
(239) 940-8889
info@yourams.com